-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N7352IFO1o/wC0tLMDPYKVPrYVr+XMxv3MkX54+TnJTMFbDg7DTRuxV0060tAOIW XHa5pLHutNL9T4Ox6jhQYQ== 0001193125-09-034171.txt : 20090220 0001193125-09-034171.hdr.sgml : 20090220 20090220163425 ACCESSION NUMBER: 0001193125-09-034171 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090220 DATE AS OF CHANGE: 20090220 GROUP MEMBERS: DENNIS A. JOHNSON GROUP MEMBERS: SHAMROCK ACTIVIST VALUE FUND GP, L.L.C. GROUP MEMBERS: SHAMROCK ACTIVIST VALUE FUND II, L.P. GROUP MEMBERS: SHAMROCK ACTIVIST VALUE FUND III, L.P. GROUP MEMBERS: SHAMROCK PARTNERS ACTIVIST VALUE FUND, L.L.C. GROUP MEMBERS: STANLEY P. GOLD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELIZABETH ARDEN INC CENTRAL INDEX KEY: 0000095052 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 590914138 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-17826 FILM NUMBER: 09625526 BUSINESS ADDRESS: STREET 1: 2400 SW 145 AVENUE STREET 2: SUITE 2S CITY: MIRAMAR STATE: FL ZIP: 33027 BUSINESS PHONE: 954-364-6900 MAIL ADDRESS: STREET 1: 2400 SW 145 AVENUE STREET 2: SUITE 2S CITY: MIRAMAR STATE: FL ZIP: 33027 FORMER COMPANY: FORMER CONFORMED NAME: FRENCH FRAGRANCES INC DATE OF NAME CHANGE: 19951212 FORMER COMPANY: FORMER CONFORMED NAME: SUAVE SHOE CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Shamrock Activist Value Fund L P CENTRAL INDEX KEY: 0001306697 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 4444 LAKESIDE DR CITY: BURBANK STATE: CA ZIP: 91505 BUSINESS PHONE: 818-973-4444 MAIL ADDRESS: STREET 1: 4444 LAKESIDE DR CITY: BURBANK STATE: CA ZIP: 91505 FORMER COMPANY: FORMER CONFORMED NAME: Shamrock Governance Fund LP DATE OF NAME CHANGE: 20041021 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT NO. 4 Schedule 13D Amendment No. 4

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 4)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a)*

ELIZABETH ARDEN, INC.

 

(Name of Issuer)

Common Stock, $.01 Par Value

 

(Title of Class of Securities)

28660G106

 

(CUSIP Number)

David K. Robbins, Esq.

Bingham McCutchen LLP

355 South Grand Avenue, 44th Floor

Los Angeles, CA 90071

(213) 680-6400

 

(Name, Address and Telephone Number of Person Authorized to

Receive Notices and Communications)

February 18, 2009

 

(Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ¨.

Note: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Shamrock Activist Value Fund, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0

 

  8    SHARED VOTING POWER

 

                1,400,484 Common Shares*

 

  9    SOLE DISPOSITIVE POWER

 

                0

 

10    SHARED DISPOSITIVE POWER

 

                1,400,484 Common Shares*

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,400,484 Common Shares*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            4.89%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            PN

   
*   See Item 5 hereof


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Shamrock Activist Value Fund II, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Virginia

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0

 

  8    SHARED VOTING POWER

 

                870 Common Shares*

 

  9    SOLE DISPOSITIVE POWER

 

                0

 

10    SHARED DISPOSITIVE POWER

 

                870 Common Shares*

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            870 Common Shares*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            0.003%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            PN

   
*   See Item 5 hereof


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Shamrock Activist Value Fund III, L.P.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0

 

  8    SHARED VOTING POWER

 

                870 Common Shares*

 

  9    SOLE DISPOSITIVE POWER

 

                0

 

10    SHARED DISPOSITIVE POWER

 

                870 Common Shares*

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            870 Common Shares*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            0.003%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            PN

   
*   See Item 5 hereof


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Stanley P. Gold

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0*

 

  8    SHARED VOTING POWER

 

                0*

 

  9    SOLE DISPOSITIVE POWER

 

                0*

 

10    SHARED DISPOSITIVE POWER

 

                0*

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            0*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            0%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            IN

   
*   See Item 5 hereof


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Dennis A. Johnson

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0*

 

  8    SHARED VOTING POWER

 

                0*

 

  9    SOLE DISPOSITIVE POWER

 

                0*

 

10    SHARED DISPOSITIVE POWER

 

                0*

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            0*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            0%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            IN

   
*   See Item 5 hereof


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Shamrock Activist Value Fund GP, L.L.C.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                0

 

  8    SHARED VOTING POWER

 

                1,402,224 Common Shares*

 

  9    SOLE DISPOSITIVE POWER

 

                0

 

10    SHARED DISPOSITIVE POWER

 

                1,402,224 Common Shares*

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,402,224 Common Shares*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            4.9%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            OO

   
*   See Item 5 hereof


SCHEDULE 13D

CUSIP No. 28660G106

 

 

  1  

NAME OF REPORTING PERSONS

 

            Shamrock Partners Activist Value Fund, L.L.C.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

 

 

(a)  x

(b)  ¨

  3  

SEC USE ONLY

 

 

   
  4  

SOURCE OF FUNDS (SEE INSTRUCTIONS)

 

            Not Applicable

   
  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)

 

            Not Applicable

  ¨
  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            Delaware

   

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

  7    SOLE VOTING POWER

 

                1,402,224 Common Shares*

 

  8    SHARED VOTING POWER

 

                0

 

  9    SOLE DISPOSITIVE POWER

 

                1,402,224 Common Shares*

 

10    SHARED DISPOSITIVE POWER

 

                0

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            1,402,224 Common Shares*

   
12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

  ¨
13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

            4.9%*

   
14  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

            OO

   
*   See Item 5 hereof


ITEM 1. Security and Issuer.

This statement amends the Schedule 13D dated October 24, 2008, as amended by Amendment No. 1, dated November 5, 2008, Amendment No. 2, dated November 10, 2008 and Amendment No. 3, dated January 28, 2009 (the “Amended Schedule 13D”), filed by Shamrock Activist Value Fund, L.P., a Delaware limited partnership (“SAVF”), Shamrock Activist Value Fund II, L.P., a Virginia limited partnership (“SAVF II”), Shamrock Activist Value Fund III, L.P., a Delaware limited partnership (“SAVF III” and together, with SAVF and SAVF II, the “Shamrock Activist Value Fund”), Shamrock Activist Value Fund GP, L.L.C., a Delaware limited liability company (the “General Partner”), and Shamrock Partners Activist Value Fund, L.L.C., a Delaware limited liability company (“Shamrock Partners” and collectively, with SAVF, SAVF II, SAVF III, Stanley P. Gold, an individual (“Mr. Gold”), Dennis A. Johnson, an individual (“Mr. Johnson”), and the General Partner, the “Reporting Persons”), with respect to the Common Stock, $.01 par value per share (“Common Shares”), of Elizabeth Arden, Inc., a Florida corporation (the “Company”). Capitalized terms used and not defined in this Amendment No. 4 shall have the meanings set forth in the Amended Schedule 13D. Except as specifically provided herein, this Amendment No. 4 does not modify any of the information previously reported in the Amended Schedule 13D.

 

ITEM 4. Purpose of Transaction.

The Shamrock Activist Value Fund has disposed of an aggregate of 300,000 Common Shares on the dates and at the prices set forth on the Schedule of Transactions attached hereto as Exhibit 8 and incorporated by reference herein. All sales by the Shamrock Activist Value Fund were made in the open market on the NASDAQ Global Select Market. As a result of such dispositions, the Shamrock Activist Value Fund now has beneficial ownership of 1,402,224 Common Shares, representing approximately 4.9% of the issued and outstanding Common Shares.

 

ITEM 5. Interests in Securities of the Issuer.

(a), (b)   SAVF, SAVF II and SAVF III are controlled by the General Partner. As a result, each of SAVF, SAVF II and SAVF III may be deemed members of a group and may be deemed to beneficially own for purposes of Section 13(d) the Common Shares beneficially owned for such purposes by the other. Each of SAVF, SAVF II and SAVF III disclaims beneficial ownership of any Common Shares owned by the others.

SAVF is the owner of 1,400,484 Common Shares, which represents approximately 4.89% of the issued and outstanding Common Shares. SAVF II is the owner of 870 Common Shares, which represents approximately 0.003% of the issued and outstanding Common Shares. SAVF III is the owner of 870 Common Shares, which represents approximately 0.003% of the issued and outstanding Common Shares. Accordingly, the Shamrock Activist Value Fund collectively owns 1,402,224 Common Shares, which represents approximately 4.9% of the issued and outstanding Common Shares.

Mr. Gold is a Managing Member of Shamrock Partners, which is the managing member of the General Partner, which in turn is the general partner of each of SAVF, SAVF II and SAVF III. As a result, Mr. Gold may be deemed to beneficially own for purposes of Section 13(d) the Common Shares that may be deemed to be beneficially owned by such entities. Mr. Gold disclaims beneficial ownership of any Common Shares that may be deemed to be beneficially owned by any of Shamrock Partners, the General Partner or the Shamrock Activist Value Fund.

Mr. Johnson is a Managing Director of SCA, a Vice President of Shamrock Partners, and the Portfolio Manager of the Shamrock Activist Value Fund, and as such has primary responsibility for portfolio investment decisions relating to the Shamrock Activist Value


Fund. As a result, Mr. Johnson may be deemed to beneficially own for purposes of Section 13(d) the Common Shares that may be deemed to be beneficially owned by such entities. Mr. Johnson disclaims beneficial ownership of any Common Shares that may be deemed to be beneficially owned by any of Shamrock Partners, the General Partner or the Shamrock Activist Value Fund.

As the general partner of the Shamrock Activist Value Fund, the General Partner may be deemed to beneficially own the 1,402,224 Common Shares owned by the Shamrock Activist Value Fund, constituting approximately 4.9% of the issued and outstanding Common Shares. As the managing member of the General Partner, Shamrock Partners may be deemed to beneficially own the 1,402,224 Common Shares owned by the Shamrock Activist Value Fund, constituting approximately 4.9% of the issued and outstanding Common Shares. Shamrock Partners has sole voting and dispositive power with respect to the 1,402,224 Common Shares owned by the Shamrock Activist Value Fund by virtue of its authority to vote and dispose of such Common Shares. Finally, each of the controlling persons of Shamrock Partners may be deemed to beneficially own the 1,402,224 Common Shares owned by the Shamrock Activist Value Fund, pursuant to Rule 13d-3 under the Act. Those controlling persons are identified in response to Item 2 of the Amended Schedule 13D, as previously filed.

The percentage of ownership figures set forth above and in response to Items 5(a) and 5(b) assumes that 28,661,602 Common Shares were outstanding as of February 19, 2009, as represented by the Company in its Form 10-Q filed with the United States Securities and Exchange Commission on February 9, 2009.

(c)         Since January 28, 2009 (the date the Schedule 13D was last amended), SAVF, SAVF II and SAVF III effected transactions with respect to the Common Shares on such dates, in such amounts and at such per share prices (excluding brokerage fees) as indicated on the Schedule of Transactions attached hereto as Exhibit 8 and incorporated herein by reference. All such transactions were effected in the open market on the NASDAQ Global Select Market.

Except as referenced above, none of the Reporting Persons beneficially owns any Common Shares or has effected any transactions in Common Shares since January 28, 2009 (the date the Schedule 13D was last amended).

(d)         Not applicable.

(e)         On February 18, 2009, the Reporting Persons ceased to the beneficial owners of more than 5% of the issued and outstanding Common Shares of the Company. The reporting obligations of the Reporting Persons with respect to the Common Shares pursuant to Section 13(d) of the Exchange Act and the rules and regulations promulgated thereunder have terminated.


ITEM 7. Material to be Filed as Exhibits.

 

         

Document

Exhibit 8   

   Schedule of Transactions.
      Joint Filing Agreement, dated November 5, 2008, among Shamrock Activist Value Fund, L.P., Shamrock Activist Value Fund II, L.P., Shamrock Activist Value Fund III, L.P., Stanley P. Gold, Dennis A. Johnson, Shamrock Activist Value Fund GP, L.L.C. and Shamrock Partners Activist Value Fund, L.L.C. (incorporated herein by reference to Exhibit 4 to the Amended Schedule 13D relating to the Common Shares of the Company, filed November 6, 2008 by the Reporting Persons with the Securities and Exchange Commission).
      Power of Attorney, dated January 28, 2009, appointing Dennis A. Johnson as attorney-in-fact for Stanley P. Gold (incorporated herein by reference to Exhibit 7 to the Amended Schedule 13D relating to the Common Shares of the Company, filed January 29, 2009 by the Reporting Persons with the Securities and Exchange Commission).


SIGNATURES

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.

Date: February 19, 2009

 

SHAMROCK ACTIVIST VALUE FUND, L.P.
By:   Shamrock Activist Value Fund GP, L.L.C., its general partner
By:   Shamrock Partners Activist Value Fund, L.L.C., its managing member
By:  

/s/ Dennis A. Johnson

  Name: Dennis A. Johnson
  Title: Vice President
SHAMROCK ACTIVIST VALUE FUND II, L.P.
By:   Shamrock Activist Value Fund GP, L.L.C., its general partner
By:   Shamrock Partners Activist Value Fund, L.L.C., its managing member
By:  

/s/ Dennis A. Johnson

  Name: Dennis A. Johnson
  Title: Vice President
SHAMROCK ACTIVIST VALUE FUND III, L.P.
By:   Shamrock Activist Value Fund GP, L.L.C., its general partner
By:   Shamrock Partners Activist Value Fund, L.L.C., its managing member
By:  

/s/ Dennis A. Johnson

  Name: Dennis A. Johnson
  Title: Vice President

/s/ Stanley P. Gold

Stanley P. Gold

/s/ Dennis A. Johnson

Dennis A. Johnson


SHAMROCK ACTIVIST VALUE FUND GP, L.L.C.
By:   Shamrock Partners Activist Value Fund, L.L.C., its managing member
By:  

/s/ Dennis A. Johnson

  Name: Dennis A. Johnson
  Title: Vice President
SHAMROCK PARTNERS ACTIVIST VALUE FUND, L.L.C.
By:  

/s/ Dennis A. Johnson

  Name: Dennis A. Johnson
  Title: Vice President


Exhibit Index

 

         

Document

Exhibit 8   

   Schedule of Transactions.
      Joint Filing Agreement, dated November 5, 2008, among Shamrock Activist Value Fund, L.P., Shamrock Activist Value Fund II, L.P., Shamrock Activist Value Fund III, L.P., Stanley P. Gold, Dennis A. Johnson, Shamrock Activist Value Fund GP, L.L.C. and Shamrock Partners Activist Value Fund, L.L.C. (incorporated herein by reference to Exhibit 4 to the Amended Schedule 13D relating to the Common Shares of the Company, filed November 6, 2008 by the Reporting Persons with the Securities and Exchange Commission).
      Power of Attorney, dated January 28, 2009, appointing Dennis A. Johnson as attorney-in-fact for Stanley P. Gold (incorporated herein by reference to Exhibit 7 to the Amended Schedule 13D relating to the Common Shares of the Company, filed January 29, 2009 by the Reporting Persons with the Securities and Exchange Commission).
EX-99.8 2 dex998.htm SCHEDULE OF TRANSACTIONS Schedule of Transactions

Exhibit 8

Schedule of Transactions

 

Shamrock Activist Value Fund, L.P.    

Date

  Number of
Common
Shares
Sold
  Price Per
Common
Share in
$US*
  Total
Sale Price
01/29/09   19,976   $ 6.3595   $ 127,037
01/30/09   19,976   $ 5.8300   $ 116,460
02/02/09   19,976   $ 5.6985   $ 113,833
02/03/09   19,976   $ 5.9311   $ 118,480
02/04/09   19,976   $ 6.2108   $ 124,067
02/05/09   19,976   $ 6.7114   $ 134,067
02/06/09   19,976   $ 7.1592   $ 143,012
02/09/09   19,976   $ 7.2193   $ 144,213
02/10/09   19,976   $ 6.5444   $ 130,731
02/11/09   19,976   $ 6.6147   $ 132,135
02/12/09   19,976   $ 6.5774   $ 131,390
02/13/09   19,976   $ 6.6710   $ 133,260
02/17/09   19,976   $ 6.4316   $ 128,478
02/18/09   19,976   $ 6.5133   $ 130,110
02/19/09   19,976   $ 6.6491   $ 132,822
           
Total:   299,640     $ 1,940,095

 


Shamrock Activist Value Fund II, L.P.    

Date

  Number of
Common
Shares
Sold
  Price Per
Common
Share in
$US*
  Total
Sale
Price
01/29/09   12   $ 6.3595   $ 76
01/30/09   12   $ 5.8300   $ 70
02/02/09   12   $ 5.6985   $ 68
02/03/09   12   $ 5.9311   $ 71
02/04/09   12   $ 6.2108   $ 75
02/05/09   12   $ 6.7114   $ 81
02/06/09   12   $ 7.1592   $ 86
02/09/09   12   $ 7.2193   $ 87
02/10/09   12   $ 6.5444   $ 79
02/11/09   12   $ 6.6147   $ 79
02/12/09   12   $ 6.5774   $ 79
02/13/09   12   $ 6.6710   $ 80
02/17/09   12   $ 6.4316   $ 77
02/18/09   12   $ 6.5133   $ 78
02/19/09   12   $ 6.6491   $ 80
           
Total:   180     $ 1,166


Shamrock Activist Value Fund III, L.P.    

Date

  Number of
Common
Shares
Sold
  Price Per
Common
Share in
$US*
  Total
Sale
Price
01/29/09   12   $ 6.3595   $ 76
01/30/09   12   $ 5.8300   $ 70
02/02/09   12   $ 5.6985   $ 68
02/03/09   12   $ 5.9311   $ 71
02/04/09   12   $ 6.2108   $ 75
02/05/09   12   $ 6.7114   $ 81
02/06/09   12   $ 7.1592   $ 86
02/09/09   12   $ 7.2193   $ 87
02/10/09   12   $ 6.5444   $ 79
02/11/09   12   $ 6.6147   $ 79
02/12/09   12   $ 6.5774   $ 79
02/13/09   12   $ 6.6710   $ 80
02/17/09   12   $ 6.4316   $ 77
02/18/09   12   $ 6.5133   $ 78
02/19/09   12   $ 6.6491   $ 80
           
Total:   180     $ 1,166

 

*   Excludes Brokerage Commissions
-----END PRIVACY-ENHANCED MESSAGE-----